Second, it analyzes the commercial bank s advantages in operating securities, and as a new entrant, how commercial bank influences the stock underwriting market, what problems it may bring in.
本文首先回顾美国金融业从分业经营到混业经营模式的演变过程,分析了商业银行在经营证券业务方面的优势,以及商业银行作为新的进入者对证券承销市场的影响和可能带来的问题,最后得出对目前国内商业银行业务经营模式的若干启示。
On the Incentive Problems of Underwriting Activities by Commercial Banks;
本文讨论了商业银行从事证券承销业务可能引致的激励问题。
The enactment of the civil liability for the stock underauthors false statement in Article 63 of the Securities Law of our country, only has the declarative function, but no operability.
证券承销商虚假陈述行为在本质上是一种侵权行为 ,依法应承担侵权民事责任。
Securities sales business take the form of sale on a commission basis or exclusive sales.
证券承销业务采取代销或者包销方式。
No security company shall solicit business of underwriting by means of unfair competition.
证券公司不得以不正当竞争手段招揽证券承销业务。
The Impact of Securities Underwriting on Security Analysts' Independence
证券公司承销业务对证券分析师独立性的影响分析
Risk Management of Underwriting Stocks Business in Domestic Securities Company;
我国证券公司A股股票承销业务的风险管理研究
Initial-issue underwriting risk includes policy risk, issuer risk, bought-deal risk.
证券公司的新股承销业务面对的风险主要有政策风险、发行人风险、包销风险和信用风险等；
Re-Engineering Research of Huatai Securities Marketing;
华泰证券经纪业务营销体系构建研究
On the Crimes of Illegal Consignment Securities in Securities Business;
试论证券市场中的非法承销证券犯罪
The Impact of Mixed Operation on the Stock Underwriting Market -- the case of America;
混业经营对证券承销市场的影响:美国的情况
Research on the Relationship between Chinese Securities Underwriters' Reputation and IPO Enterprises' Quality
我国证券承销商声誉与IPO企业质量关系探讨
The Marketing Strategy Analysis for the Brokerage Business of One of Huatai's Securities Exchange Department
华泰证券某营业部经纪业务营销策略分析
A Study of Brokerage Marketing Model in Central China Securities;
中原证券股份有限公司经纪业务营销模式研究
Marketing Strategies Research on the Domestic Securities Brokerage Business under the Internet Environment;
网络环境下我国证券经纪业务营销策略研究
Analysis on the Relationship Marketing and the Model Building in China s Security Service Industry;
我国证券服务业关系营销实践解析与模型构建
The Innovation and Marketing Strategy for Stock Management in the Web-times;
网络时代证券经纪业务创新及市场营销策略
A Positive Analysis on Relationship Between China Security Underwriter s Reputation and IPO firm s Quality;
我国证券承销商声誉与IPO企业质量关系的实证分析
Commitment to the Entry into WTO and the Policy on Security Business Innovation;
入世承诺与我国证券业务创新的策略研究
The underwriting syndicate shall be composed of the leading underwriting security company and participating underwriting security companies.
承销团应当由主承销和参与承销的证券公司组成。
The Research of Relationship Marketing Applicaition in Shenzhou Securities Brokerage
关系营销理论在神州证券经纪业务转型中的应用探索